Location: On site Memphis, TN, Birmingham, AL, New Orleans, LA, and Miami, FL
Summary
Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager II is expected to:
- understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology,
- evaluate control design adequacy in complex business processes,
- perform control testing, and
- document work performed in conformance with internal audit methodology.
Essential Duties and Responsibilities
- Leads a team focused on assigned audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report
- Contact with management regarding audit scope, status, and findings
- Responsible for meeting time and staffing budgets for assigned audits
- Provide on-the-job training for staff auditors, including meaningful and relevant feedback for improvement in the form of coaching notes and verbal discussions
- Objective opinion on the adequacy and effectiveness of the system of control
- Efficiency of performance of the activities being reviewed
- Prepare and supervise the preparation of work papers that accurately document work performed and support conclusions
- Adhere to Departmental policies and guidelines
- Conduct findings follow up validation
- Ensure audit issues are well-defined, root causes are identified, and recommendations for improved controls and processes are communicated to management
- Supervise findings follow up validation
SUPERVISORY RESPONSIBILITIES
None
QUALIFICATIONS
Bachelor’s Degree (4-Year Accredited College)
5 - 8 Years related auditing experience
Relevant financial services industry knowledge (Treasury/Asset Liability Management, Investments, Regulatory Compliance, Enterprise Risk Management, Trust, Operations)
Excellent oral and written communication skills
Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines
Thorough understanding of Institute of Internal Auditors (IIA) Standards
Certification highly preferred (CIA, CPA, CISA, or other relevant professional designations)
COMPUTER AND OFFICE EQUIPMENT SKILLS
Microsoft Office Suite
TeamMate + (preferred)
CERTIFICATES, LICENSES, REGISTRATIONS
Certification preferred (CIA, CPA, CISA, or other relevant professional designations)
Equal Opportunity Employer/Protected Veterans/Individuals with DisabilitiesThe contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR 60-1.35(c)
